No jargon, no fine print you have to squint at. If your question isn't here, ask it directly on a call.
Fees & Fiduciary Duty
Yes, always, with no exceptions. As a representative of a Registered Investment Adviser, PLC Wealth Partners is legally required to act in your best interest, not just recommend what's "suitable."
Yes. PLC Wealth Partners is compensated solely through the fees you pay directly: either a flat fee or a percentage of assets under management. No commissions, no kickbacks, no referral fees from product providers.
A flat fee is a set dollar amount for planning, independent of your portfolio size. AUM (assets under management) pricing is a percentage of the investments PLC manages for you. Which fits better depends on your situation. We'll walk through both during your intro call so you understand exactly what you'd pay and why.
Any fee changes are disclosed in advance, in writing, before they take effect. You'll never be surprised by a change to what you're paying.
Working Together
High-earning professionals and business owners, often those navigating stock compensation, a growing income, or a business that's outgrown their current financial approach. Many are first-generation high earners, the first in their family to reach this level of income, without a blueprint to follow.
Yes, it's a big part of who we work with. Being first-generation with this kind of income comes with its own set of questions: no family playbook to follow, pressure to support parents or siblings, and figuring out what "enough" looks like for you. We build your plan around that reality, not a generic template.
Yes. PLC Wealth Partners works virtually with clients nationwide, not just in the Louisville area.
It starts with a free intro call, followed by a discovery meeting to understand your full financial picture, then a clear proposal before anything is signed. See the Client Process page for the full process.
Most clients spend a few hours upfront gathering documents and meeting for the initial planning sessions. After that, ongoing time commitment is light, usually just periodic check-in meetings.
Stock Compensation & Tax Strategy
If you receive RSUs, ISOs, or NQSOs as part of your compensation, the decisions around when to exercise, hold, or sell can have a major tax impact. Stock comp planning looks at your specific grants, vesting schedule, and tax situation to build a strategy, rather than treating every vesting event the same way.
Not directly. PLC Wealth Partners focuses on tax planning and strategy, and coordinates closely with your CPA or tax preparer at filing time.
Both are financial planning credentials requiring rigorous coursework and ongoing education. The CFP® (Certified Financial Planner) is the most widely recognized comprehensive planning designation. The ChFC® (Chartered Financial Consultant) covers similarly broad planning topics with additional depth in some areas. Prince holds both.
Getting Started
If you're asking the question, you're probably ready for at least a conversation. The intro call is free and low-pressure. It's a chance to see if it's a good fit before committing to anything.
Nothing formal is required. Come with whatever questions or concerns are on your mind: a recent liquidity event, a promotion, a business decision, or just a general sense that your finances need more intentional attention.
Book a free intro call from the Contact section of the homepage, or reach out directly.
Still Have Questions?
The best answers come from a real conversation. Book a free intro call.